COMPLIANCE AND REGULATORY SERVICES

Manage Your Business Compliance with Structured Regulatory Support

Stay on top of recurring filings, statutory requirements, corporate changes, and regulatory obligations with structured compliance support.

  • Support for company, LLP, partnership and proprietorship compliance requirements
  • Annual ROC, MCA and statutory filing assistance
  • Support for director changes, registered office changes and authorised capital changes
  • Documentation, filing, tracking and query assistance
  • Ongoing support for recurring and event-based compliance requirements
Get Expert Compliance Support

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MCA, ROC &

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Dedicated Compliance Manager

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Compliance Services at a Glance

Businesses must manage different compliance requirements based on their legal structure, activities, directors, financial year, and regulatory obligations. Our compliance services help organise these requirements and manage applicable filings through a structured process.

Private Limited Company Compliance

Manage annual MCA and ROC compliance, including financial statements, annual returns, board requirements, and applicable statutory filings.

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Public Limited Company Compliance

Handle statutory and ROC compliance requirements for public companies, including annual filings, AGM-related requirements, disclosures, and applicable regulatory obligations.

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One Person Company Compliance

Manage annual compliance requirements for OPCs, including financial statements, ROC filings, resolutions, and applicable statutory requirements.

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LLP Compliance

Complete LLP annual filings and statutory requirements, including Form 11, Form 8, statement of accounts, and applicable LLP compliance obligations.

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Firm Compliance Services

Partnership firms and sole proprietorships have different compliance requirements based on their structure, activities, registrations, and regulatory obligations. Our services help manage applicable filings, renewals, and compliance formalities through a structured process.

Partnership Firm Compliance

Manage applicable registrations, renewals, records, filings, and other regulatory requirements for registered partnership firms.

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Sole Proprietorship Compliance

Stay current with applicable licences, professional tax requirements, renewals, and other regulatory obligations for your proprietorship business.

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ROC Compliance & Corporate Changes

Corporate changes often require formal documentation and ROC filings. Get assistance with preparing documents, completing applicable forms, submitting filings, and tracking the process.

Director KYC (DIR-3 KYC)

Complete annual KYC requirements for DIN holders and maintain the required director records with the MCA.

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Add / Remove Director

Manage director appointment or resignation requirements, including resolutions, documentation, applicable forms, and ROC filing.

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Increase in Authorised Capital

Complete the required corporate resolutions and ROC filings when increasing the authorised share capital of your company.

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Registered Office Change

Manage the documentation and ROC filings required when changing your company's registered office address.

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Miscellaneous ROC Filings

Get assistance with routine and event-based MCA filings, including applicable annual returns, financial statements, auditor-related filings, and other ROC requirements.

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Company Closure / Winding Up

Complete the applicable documentation, resolutions, filings, and regulatory formalities required for company closure or strike-off.

Get Company Closure / Winding Up

Why Choose CAAFT for Compliance Services

Choosing a compliance service provider is about more than completing individual filings. You need a team that understands your business structure and helps you manage recurring and event-based compliance requirements correctly.

  • Stay Compliant - Keep recurring requirements on track.
  • Timely Filings - Manage filings within applicable timelines.
  • Fewer Errors - Reduce filing mistakes and omissions.
  • Complete Records - Keep compliance documents organised.
  • Corporate Changes - Manage required updates and filings.
  • Ongoing Compliance - Stay prepared for regulatory requirements.

Structured Compliance Support

From compliance requirements to documentation, filing, tracking, and follow-up — everything is managed through a structured process.

Business-Specific Compliance Guidance

From entity type to business activities and regulatory obligations, compliance support is aligned with your specific requirements.

Complete Documentation Support

From document checklists to forms, resolutions, and supporting papers — everything is prepared and organised for applicable filings.

Filing & Follow-Up Support

From ROC and MCA filings to government queries and additional requirements — compliance follow-ups are managed throughout the process.

Recurring Compliance Management

From annual filings to periodic requirements and event-based compliance — stay organised with ongoing compliance support.

Corporate Change Support

From director changes to authorised capital and registered office updates — get assistance with applicable documentation and filings.

Clear Compliance Communication

From filing requirements to applicable professional fees and government charges, key details are explained clearly before proceeding.

Our Compliance Process

  1. Compliance Review

    Review existing records, completed filings, pending requirements, and applicable compliance obligations.

  2. Requirement Mapping

    Identify recurring and event-based filings based on your entity type and current requirements.

  3. Document Collection

    Provide a clear checklist of documents and information required for each compliance activity.

  4. Preparation & Review

    Prepare applicable forms, resolutions, statements, and supporting documents before submission.

  5. Filing & Acknowledgement

    Submit the required filings through the applicable MCA, ROC, or regulatory portal and track acknowledgements.

  6. Ongoing Monitoring

    Monitor upcoming requirements and provide support for future filings, changes, queries, and compliance activities.

Get in touch

Ready to Manage Your Business Compliance With CAAFT?

Whether you need to complete pending filings, manage annual compliance, handle a corporate change or stay on top of ongoing regulatory requirements, CAAFT can help you understand and manage the applicable compliance process.

No complicated process. No unnecessary paperwork. Just clear guidance and structured support to keep your business compliance organised.

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Email us info@caaft.com services@caaft.com We respond within 1 business day

Frequently Asked Questions:

Business compliance includes the statutory filings, regulatory registrations, financial records, corporate requirements, tax-related obligations, and periodic submissions applicable to a business. Requirements vary based on the entity structure, business activities, directors, employees, financial position, and registrations held by the organisation.

A Private Limited Company generally needs to complete annual ROC and MCA filings, maintain financial statements, conduct applicable board and shareholder processes, and meet other statutory requirements. Specific obligations can vary depending on the company's activities, financial position, directors, and applicable regulatory requirements.

ROC compliance refers to statutory filings and corporate requirements submitted to the Registrar of Companies under the applicable company law framework. It helps maintain updated corporate records and meet prescribed reporting obligations, including annual filings, director-related changes, financial information, and other required corporate submissions.

Annual compliance involves recurring requirements that businesses generally complete during each financial or reporting year. Event-based compliance arises when a specific corporate change occurs, such as appointing a director, changing the registered office, increasing authorised capital, or undertaking another reportable corporate action.

An LLP may have recurring statutory requirements such as annual returns, statements of accounts and other applicable filings. The exact requirements depend on the LLP's structure, activities, financial position and applicable regulations. Maintaining proper records and completing required filings helps keep the LLP's compliance status updated.

Pending filings should be reviewed to identify the outstanding requirements, applicable forms, documents, fees, and consequences under the relevant rules. The appropriate process depends on the type and period of default. Businesses should assess pending compliance and complete applicable filings or corrective actions.

Several corporate changes may require formal documentation and ROC filing, including appointment or resignation of directors, registered office changes, increases in authorised capital, changes in company particulars, and other reportable events. The specific filing depends on the nature of the change and applicable corporate requirements.

Businesses can manage ongoing compliance by identifying applicable obligations, maintaining accurate records, tracking recurring deadlines, preparing required documents, completing statutory filings, and monitoring corporate changes that trigger additional requirements. A structured compliance calendar can help organise annual, periodic, and event-based regulatory obligations.